Job Description
Job Objective
This job is to provide for investigating compliance cases both internally and externally, with a focus on reporting responsibilities between AMI Life, regulators, and other institutions.
Key Roles and Responsibilities
Main Responsibilities
- Ensure the compliance with laws, regulations, policies, and procedures within an organization.
- Ensures compliance with AML/CFT and Anti-Corruption Laws by conducting account activity reviews and investigations to identify unusual and suspicious patterns.
- Oversee the policy outlines the responsibility to report misconduct and noncompliance, the reporting path, and protection from retaliation.
- Effectively communicate compliance incident outcomes to relevant departments and managing the case from the beginning to the end of process.
- Implement regular employee training and management of training status related to Internal Control and compliance with laws.
- Manage compliance team in a productive and professional manner.
- Ensure for collaborating with legal and regulatory bodies to address compliance-related issues.
Other Responsibilities
- Maintain records and files of all documents/ checklists and ensure all relevant documents are updated in timely manner
- Providing strategic direction to the management team regarding compliance
- Ensure creating and presenting concise compliance reports to Senior Management.
Job Requirements
Experience
- Preferable with a strong background in compliance, risk management, or legal fields.
- Min 5 years of experience in the financial Service Industry, particularly in compliance, fraud investigation, and auditing
- Good knowledge of legal framework and financial sector.
Competencies
- Data Analytical Skill
- Coaching skills
- English Language
- Microsoft Office Environment
Qualifications
- University Degree in Law, Finance or any Business-Related Degrees/ MBA Preferable
- Post-graduate Insurance Diploma
- Accounting Related Postgraduate Diplomas
